Respuesta :

Answer:

According to the USA, the following doesn't fall under the definition of an IAR:

  • A person who effects securities transactions for the accounts of others is a broker/dealer.

Explanation:

  • IAR stands for Investment Advisory Representative which is an individual whose primary role is to provide advice in the matters of investment.
  • IAR can give advice only in those investment matter in which they have proved their qualification by passing a test.
  • A person who effects the securities transaction for the accounts of others is called a broker or a dealer is not an IAR.

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